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Soft dollar
Results: 196

#	Item
71	Microsoft Word - wtgeorge8862a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-06 02:02:21 Money Financial economics Brokerage firm Investment banking Short Prime brokerage Discount brokerage Finance Business Soft dollar
72	First-Citizens Bank & Trust Company on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:19:01 Order management system Soft dollar Registered Investment Advisor Fiduciary Financial adviser Money Economics Finance Business Investment
73	December 8, 2005 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Attention: Jonathan G. Katz, Secretary Re: Commission Guidance Regarding Client Commission Practices under Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 13:34:34 U.S. Securities and Exchange Commission Christopher Cox Financial adviser Securities and Exchange Commission Annette Nazareth Government Economics Finance Soft dollar Business
74	Comment Letter: Frank Russell Securities, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-03 12:11:43 Business Investment Money Soft dollar Financial markets Financial adviser Christopher Cox Broker-dealer Broker Finance Financial economics Financial services
75	September 7, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-08 15:35:11 Business Soft dollar Financial services United States securities law U.S. Securities and Exchange Commission Financial adviser Hedge fund Securities Exchange Act Investment Adviser Association Finance Financial economics Investment
76	Independent Directors Council on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:17:35 Finance United States securities law Institutional investors Soft dollar Christopher Cox U.S. Securities and Exchange Commission Mutual fund Securities Exchange Act Investment management Financial economics Investment Financial services
77	INSTinet THE INSTITUTIONAL Jeffrey T. Letzler Senior Vice President Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 13:34:27 Financial services Financial markets Stock market Investment Soft dollar Instinet Broker-dealer Broker Short Financial economics Finance Business
78	Comment Letter on File No. s7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 13:30:03 Financial markets Financial services Prime brokerage Soft dollar Financial adviser Short UBS U.S. Securities and Exchange Commission Investment banking Financial economics Finance Investment
79	Seward & Kissel LLP on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:13:09 Financial markets Financial services Investment Broker-dealer Fixed income market Financial adviser U.S. Securities and Exchange Commission Soft dollar Financial economics Finance Business
80	Comment Letter on s7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-09 15:47:23 Business Alternative Trading Systems Soft dollar Securities Exchange Act Short Trading room U.S. Securities and Exchange Commission Broker Financial economics Financial markets Finance

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